| Category | Question
Number | Question | Possible
Points | Given Answer | Given
Points | Auditor Comment | Corrective Action Response | Corrective Action Comment |
| Adjacent Land Use | 04.02 | Are, or is there evidence of domestic animals, wild animals, grazing lands (includes homes with hobby farms, and non commercial livestock) in proximity to growing operation? If No, go to 4.03 | 10 | Yes | 0 | Yes, wild animals were in proximity to growing operation. | No Response | No Comments |
| Adjacent Land Use | 04.02a | Have physical measures been put in place to restrain domestic animals, grazing lands, (includes homes with hobby farms, and non commercial livestock) and their waste from entering the growing area (e.g. vegetative strips, wind breaks, physical barriers, berms, fences, diversion ditches.)? | 15 | No | 0 | No, not all physical measures had been put in place to restrain wild animals and their waste from entering the growing area. | No Response | No Comments |
| Adjacent Land Use | 04.02c | Are measures in place to reduce or limit the animal intrusion (i.e., monitoring field perimeter for signs of intrusion)? | 15 | No | 0 | No, measures were not in place to reduce or limit the animal intrusion on this Ranch. | No Response | No Comments |
| Adjacent Land Use | 04.03 | Are untreated animal manure piles, compost, biosolids, or nonsynthetic amendment stored and/or applied on adjacent land? If No, go to 4.04 | 10 | Yes | 0 | Yes. | No Response | No Comments |
| Adjacent Land Use | 04.03b | If biosolids are stored and/or applied on adjacent land, has the adjacent landowner supplied paperwork confirming the biosolids meet prevailing guidelines, governmental, or local standards? | 10 | No | 0 | No Comments | No Response | No Comments |
| Food Security | 09.04 | Are wells or other water sources secured and designed to prohibit tampering? | 5 | No | 0 | No, wells were not secured and designed to prohibit tampering. | No Response | No Comments |
| Food Security | 09.09 | Are company supervisors required to undergo documented security training with attendance records? | 5 | No | 0 | No, company supervisors were not required to undergo documented security training with attendance records. | No Response | No Comments |
| Food Security | 09.10 | Is education material related to security made available? | 5 | No | 0 | No, education material related to security was not made available. | No Response | No Comments |
| Crop Protection | 07.01 | Is there a documented policy and/or procedures for the mixing/loading of crop protection materials? | 5 | No | 0 | No, there was not a documented policy and/or procedures for the mixing/loading of crop protection materials. | No Response | No Comments |
| Crop Protection | 07.02 | Is there a documented policy and/or procedures for the rinsing and cleaning of crop protection equipment? | 5 | No | 0 | No, there was not a documented policy and/or procedures for the rinsing and cleaning of crop protection equipment. | No Response | No Comments |
| Crop Protection | 07.13 | Have documented policies and/or procedures been developed for the monitoring of crop protection application equipment (e.g. calibration procedures, inspections, replacement)? | 10 | No | 0 | No, documented policies and/or procedures had not been developed for the monitoring of crop protection application equipment. | No Response | No Comments |
| Fertilizer/Crop Nutrition | 05.07b | Are there Certificate(s) of Analysis (COA), letters of guarantee or some other documents from the inorganic fertilizer supplier(s) that specifies the source of all the ingredients including inert materials? | 7 | No | 0 | No, there was a Certificate(s) of Analysis, but not for heavy metals from Natural Ag Yuma LLC. | No Response | No Comments |
| Irrigation/Water Use | 06.03b | Is the well designed to prevent contamination? | 10 | No | 0 | No, the well was not designed to prevent contamination, there was a hole at the top of the well. | No Response | No Comments |
| Employee Hygiene (This applies to on-the-farm staff not the harvesting staff) | 08.06e | Are the toilets maintained in a clean and sanitary condition and are there records showing toilet cleaning, servicing and stocking is occurring regularly? | 10 | No | 0 | No, the toilets were not maintained in a clean and sanitary condition, there was toilet paper on the floor. | No Response | No Comments |
| Employee Hygiene (This applies to on-the-farm staff not the harvesting staff) | 08.06g | Is there is a documented and implemented procedure for emptying the catch basin in a hygienic manner and also in a way that prevent product, packaging, equipment and water system contamination? | 5 | No | 0 | No, there is not a documented procedure for emptying the catch basin. | No Response | No Comments |
| Employee Hygiene (This applies to on-the-farm staff not the harvesting staff) | 08.08c | Are hand wash stations properly stocked with soap, paper towels and trash can? | 5 | No | 0 | No, the hand wash stations were not properly stocked with water. | No Response | No Comments |
| Employee Hygiene (This applies to on-the-farm staff not the harvesting staff) | 08.11 | Are there trash cans available on the farm placed in suitable locations? | 5 | No | 0 | No, trash cans were not available on the farm placed in suitable locations. | No Response | No Comments |